- ANZSCO详细职业描述
- 对应学历与推荐学校
- 新西兰就业情况
- 短缺行业
- 顾问主观评论
在澳新职业大典中,证券经纪归属于2222金融经销商职业小组,与小组下的其他职业共享以下详细职业描述:
- 获取有关证券、市场情况、政府法规和客户财务状况的信息;obtaining information on securities, market conditions, government regulations and financial circumstances of clients
- 解读来自证券报告、金融期刊和股票报价查看器屏幕的数据;interpreting data from securities reports, financial periodicals and stock-quotation viewer screens
- 分析金融市场和金融市场产品;analysing financial markets and financial market products
- 就金融市场事宜、市场状况及公司的历史和前景,提供资料和意见;providing information and offering advice on financial market matters, market conditions and the history and prospects of corporations
- 代表客户在市场上执行买卖订单;executing buy and sell orders in the market place on behalf of clients
- 将交易信息传递给客户,如买卖合同的数量和价格;relaying trade information to clients such as the number of contracts bought and sold and the price
- 监控期货价格和市场变化,投标商品期货合同;monitoring futures prices and market changes, and bidding for commodity futures contracts
- 记录和传送买卖指令;recording and transmitting buy and sell orders
- 计算和记录交易成本。calculating and recording costs of transactions
在新西兰,要成为证券经纪,既需要获得金融顾问资质也需要获得NZX交易资质。
你需要完成Authorised Financial Advisers (AFAs) 持牌财务顾问注册:
- 获得National Certificate in Financial Services – Financial Advice (Level 5);
- 从Financial Markets Authority (FMA) 获得执业资格认证;
- 加入并完成Dispute Resolution Scheme (DRS) 的注册;
- 完成Financial Service Providers Register (FSPR) 的注册。
你需要获得新西兰证交所NZX的交易资质:
- 在其他NZX顾问的监督下完成6个月的培训与实习;have six months’ experience working and training under another NZX adviser
- 通过NZX交易资质6门考试;sit and pass six subjects to gain the NZX Diploma
- 获得地区法院颁发的股票经纪人执照;purchase a sharebroker licence granted by the District Court
- 没有犯罪记录,从未破产或对公司清算负有责任。have no criminal convictions and never have been bankrupt or responsible for the liquidation of a company.
新西兰证交所的交易资质可以在工作时取得。
澳新职业大典要求该职位的最低学历为相关专业的本科学历。
在新西兰,证券经纪的就业机会不多,该职位的流动性较低,且证券交易市场规模不大,随着线上交易技术的发展,公司与个人之间可以更方便地实现直接交易,而省去了证券经纪的步骤。
证券经纪的收入取决于个人资历与客户数量。资历较浅的年薪在6.6万至8万纽币之间,资深的年薪在8万至18万纽币之间。除了年薪外,证券经纪还可获得分佣。
不是新西兰移民局规定的短缺职业。